APUGO (APPELLANT) v. THE STATE (RESPONDENT/CROSS-APPELLANT)
(2006) 2 All N.L.R. 1 (Vendor Citation)
Division: Supreme Court of Nigeria
Date of Judgment: 14 July 2006
Case Number: SC 199/2004
Before: Idris Legbo Kutigi? Niki Tobi? George Adesola Oguntade? Mahmud Mohammed? Walter Samuel Nkanu Onnoghen, JJSC
Onnoghen, JSC (Delivered the Leading Judgment):- This is an appeal against the judgment of the Port Harcourt Division of the Court of Appeal in appeal no. CA/PH/151/2001 delivered on 9 December 2003 in which the court substituted a conviction of manslaughter for that of murder earlier handed down by the trial court. The appellant is dissatisfied with the said judgment and has therefore, appealed to this Court while the respondent cross-appealed on the finding of the lower court to the effect that the appellant acted in self-defence.
The charge against the appellant reads thus:-
"At the session holding at Umuahia on 16 January 1984, the court is informed by the Attorney-General of Imo State of Nigeria on behalf of the State that Iheanyighichi Apugo is charged with the following offence:-
Statement of Offence
Murder, contrary to section 319(1) of the Criminal Code Cap. 30 Vol. II Laws of Eastern Nigeria, 1963, as applicable to Imo State.
Particulars of Offence
Iheanyighichi Apugo, on the 1 April 1983 at Amuzunta village old Umuahia in the Umuahia Judicial Division murdered one Sunday Odoemelam."
The case of the prosecution is that on 30 March 1983, the appellant who is a builder, accosted the deceased who was indebted to the appellant on account of masonry work and allegedly attacked him by hitting him with fist blows as a result of which the deceased fell. The prosecution further contends that the appellant then marched on the deceased, inflicting injuries on him? that the relatives of the deceased raised an alarm and the appellant was arrested. Both the deceased and the appellant were taken to the police station while the deceased was subsequently rushed to the hospital for treatment but he died on 1 April 1983. The Medical Doctor who performed the post-mortem testified as PW1 and stated that the injuries were inflicted by a blow with a hard object.
On the other hand, the appellant stated that the deceased was indebted to him for work done and for which the deceased made several promises but failed to pay? that on 30 March 1983, the appellant went to the deceased to demand for payment in response to an invitation by the deceased. The appellant stated that on getting to the house of the deceased and finding the deceased absent, he ("appellant") decided to collect his tools of trade and return home? that on his way home, he met the deceased and informed him that he ("appellant") would not continue with the work until paid for work already done, but the deceased held on to the appellant's tools of trade resulting in a struggle whereupon the deceased allegedly slapped the appellant and the appellant hit back with fist blows in self-defence, and the deceased fell down? that he tried to lift the deceased but his ("deceased's") relations came to the scene and attacked the appellant with sticks or clubs? that the appellant subsequently found a vehicle which took him and the deceased to the police station and later took the deceased to the hospital, where he subsequently died.
On the 25 May 1985, the learned trial Judge held that the prosecution proved the case against the appellant beyond reasonable doubt and found him guilty of murder. The appellant was consequently sentenced to death by hanging.
Upon appeal to the Court of Appeal, the court set aside the conviction for murder, substituted one of manslaughter and sentenced the appellant to 20 years' imprisonment with hard labour.
Upon further appeal to this Court, Learned Counsel for the appellant, Miannaya A. Essien (Mrs), in the appellant's brief of argument filed on 20 October 2004 and adopted in argument of the appeal, submitted a single issue for determination to wit:-
"Whether or not there was sufficient evidence of manslaughter before the learned Justices of the Court of Appeal which warranted a substitution of a conviction for manslaughter instead of an outright acquittal and discharge."
As stated earlier in this judgment, the respondent has cross-appealed against the aspect of the decision of the Court of Appeal on the issue of the defence of self-defence being available to the appellant, and in the respondent/cross-appellant's brief deemed filed and served on 9 November 2005, learned Counsel for the respondent/cross-appellant has formulated the following issue for determination of the cross-appeal:-
"Whether the defence of self-defence will avail the appellant/cross-respondent."
Looking closely at the issues in the two appeals, it is very clear that whereas the effect of the appellant's issue is whether having found that the defence of self-defence availed the appellant, the proper order is not that of discharge and acquittal, instead of substitution of conviction of manslaughter for murder, that of the cross-appellant is simply that the defence of self-defence does not avail the appellant and as such the conviction of murder by the trial court ought not to have been disturbed by the Court of Appeal. Whether we look at the matter from the perspective of the appellant or cross-appellant the substratum of the appeals is the defence of self-defence as applicable to the facts of this case. I therefore, intend to treat the two issues together to determine whether the defence of self-defence was made out or not. If it was made out, the sub-issue becomes the proper order to make under the circumstance. If it was not, the consequence of the failure or absence of that defence on the conviction? and sentence of the appellant for murder.
In arguing the appeal, learned Counsel for the appellant submitted that the learned Justices of the lower court failed to adequately consider whether the standard of proof for manslaughter was attained before convicting the appellant for same? that having conceded that there was no direct evidence connecting the appellant to the hard blow sustained by the deceased, the lower court erred in law by convicting the appellant for manslaughter.
Learned Counsel then referred to section 315 of the Criminal Code and submitted that for the appellant to be held liable for manslaughter pursuant to section 315 of the Criminal Code his act must have been proved by the prosecution to be directly or indirectly responsible for the act that led to the death of the deceased, relying on Amayo v The State (2001) 18 NWLR (Part 745) 251 at 285 and Oforlete v State (2000) 12 NWLR (Part 681) 415 at 434.
Submitting further and in the alternative, learned Counsel referred to sections 32(3) and 286 of the Criminal Code on the defence of self-defence and the finding of the lower court at page 124 in which that Court held that the trial court was in error in rejecting the defence of self-defence and submitted that having found that the said defence availed the appellant, the court erred in substituting a conviction for manslaughter instead of acquittal, particularly as the effect of a successful plea of self-defence is acquittal, relying on Brett and MacLeans's The Criminal Law and Procedure of the Southern States of Nigeria paragraph 1860? The Criminal Procedure of the Southern States of Nigeria (1ed) by T. Akinola Aguda at paragraph 1672? Criminal Law in Nigeria by Okonkwo and Naish, (2ed) at page 222? Akpan v State (1994) 9 NWLR (Part 368) 347 at 363? R v Knock 1877 14 CoxC.C.1.
Learned Counsel then urged the court to resolve the issue in favour of the appellant and allow the appeal.
On his part, learned Counsel for the respondent/cross-appellant, Okey Wali Esq. submitted that manslaughter is the unlawful killing of another in such circumstances as not to constitute murder, relying on section 317 of the Criminal Code of Eastern Nigeria, 1963? Omini v State (1999) 12 NWLR (Part 630) 168 at 182? Ejika v State (2003) 7 NWLR (Part 819) 408 at 423? the lower court found that the appellant killed the deceased. Learned Counsel further made the following submission:-
"The only error, with utmost respect to their Lordships, was the conclusion that the defence of self-defence availed the appellant hence the cross-appeal . . . The fact that the appellant slapped the deceased and the deceased collapsed on 30 March 1983 and died on 1 April 1983 is not in dispute. All that was in dispute was whether the appellant had the intention to kill the deceased. Since their lordships found that the appellant lacked such intention (which is very debatable), the least they could do in the circumstance was to reduce the murder charge to manslaughter which was what they rightly did."
Learned Counsel then urged the court to resolve the issue against the appellant and dismiss the appeal.
On the cross-appeal, learned Counsel submitted that the defence of self-defence is not available to the appellant, relying on section 286 of the Criminal Code and stated that for the defence to avail the appellant, the appellant must show:-
(a) that his life was in danger by the act of the deceased so that the only option that was open to him to save his life was to kill the deceased?
(b) that he did not want to fight the deceased? and
(c) that he was at all times prepared to withdraw? relying on Chugwom Kim v State (1992) 4 NWLR (Part 233) 17 at 49 and Ahmed v the State (1999) 7 NWLR (Part 612) 641 at 683.
Learned Counsel then submitted that the appellant failed to satisfy the above requirements because it cannot be "said that the life of the appellant was so much endangered by the mere slap from an elderly man (deceased) that the only option open to him to save his life was to kill the deceased"? neither can it be said that the appellant did not want to fight the deceased since the appellant went with the intention of dealing with the deceased that day and that the fist blows from the appellant resulted in the collapse of the deceased and his subsequent death which follows are not proportionate to the "mere" slap from the deceased. Finally, learned Counsel urged the court to resolve the issue in favour of the cross-appellant and allow the cross-appeal.
On her part, learned Counsel for the appellant/cross-respondent in the cross-respondent's brief filed on 5 December 2005, submitted that the lower court was correct when it held that self-defence availed the appellant? that it is not disputed that the deceased slapped the appellant while the appellant retaliated with fist blows and that there was a struggle between them? that to retaliate with fist blows is proportionate to the initial assault by the deceased? that the cases cited and relied upon by learned Counsel for the respondent/cross-appellant do not support his case particularly as they are distinguishable on the facts? that unlike in those cases where the act of the accused persons had been found to be the cause of death of the deceased persons, the appellant in the instant appeal had persistently maintained that he was not responsible for the death of the deceased. Learned Counsel then urged the court to resolve the issue against the cross-appellant and dismiss the cross-appeal.
It is important to note that three issues were submitted to the Court of Appeal for determination. The issues are as follows:-
"2.1 Whether the essential elements of murder and the guilt of the appellant were established beyond reasonable doubt as laid down by section 138(1) of the Evidence Act.
2.2 Whether the prosecution disproved the defences of self-defence, provocation and accident and if the learned trial Judge properly considered same such as to exculpate the appellant for liability.
2.3 Whether the conviction and sentencing to death of the appellant was done in accordance with the law."
For the purpose of this appeal, it is the resolution of Issues 2.1 and 2.2 that is relevant. It is not disputed that the lower court resolved the said Issues 1 and 2 in favour of the appellant. In resolving Issue 1, the Court at pages 122-123 held, inter alia, as follows:-
"To hit the deceased with fist blow might not be indicative of intention to kill for that is normal in combat. The intention to kill in this case depends on the circumstances and none has been shown in the case to warrant the inference that the appellant intended to kill the deceased.
It is true that PW2 testified to the effect that the appellant marched on the deceased. That can be described as act of aggression and that he wore a shoe while doing so could also be true but the type of shoe he wore is not in evidence. If it was the heavy, hard sole type, then it could cause serious bodily harm as described but there was no evidence whatsoever on the type of shoes worn by the appellant and the favourable inference is that he did not wear a shoe with hard sole. See the cases of (1) Bob Daniels v The State (1991) 8 NWLR (Part 212) 715 at 732 paragraphs E-F? (2) The Queen v Anyiam (1961) All NLR 46? 1 SCNLR 78.
To my mind the intention to kill has not been proved beyond reasonable doubt. There is no doubt that there was a scuffle but that death resulted is not ipso fact to proof that the appellant intended to kill the deceased. Mens Rea, an important element must be present and that cannot be inferred from the said freedom allegedly given to the appellant to deal with the victim if he reneged on his promise to pay on the given date. In that regard, I again disagree with the lower court. I therefore, resolve Issue No 1 in favour of the appellant."
On Issue No 2, the court found and held at page 124 as follows:-
"In this case there was the allegation that the deceased first pushed and slapped the appellant who then retaliated in self-defence by giving the deceased a blow (not gun shot or matchet cut going by the illustration of Adio, JSC). That cannot by any stretch of imagination be said to be disproportionate to the assailants attack on the appellant. Self-defence as a plea in law therefore, availed the appellant, contrary to the view of the trial judge. In short, I hold the view that there was a fight and the appellant acted in self-defence, which cannot be said to be disproportionate to the assailant's attack. The trial court was therefore, wrong to have rejected that defence . . . Issue No 2 is therefore, resolved in favour of the appellant."
However, after making the above findings/holding the lower court still went ahead to substitute a conviction for manslaughter in place of that of murder and sentenced the appellant to 20 years' imprisonment with hard labour.
The offence of manslaughter is defined in section 317 of the Criminal Code as follows:-
"A person who unlawfully kills another in such circumstances as not to constitute murder is guilty of manslaughter."
The term "killing" is defined in section 308 of the Criminal Code as follows:-
"Except as hereinafter set forth, any person who causes the death of another, directly or indirectly by any means whatever, is deemed to have killed that other person."
On the other hand, the term unlawful homicide is defined in section 315 also of the Criminal Code thus:-
"Any person who unlawfully kills another is guilty of an offence which is called murder or manslaughter according to the circumstances of the case."
From the above provisions, it is very clear that for a killing to amount to manslaughter it must not only be unauthorised or unjustified or not excused by law, it must also result from the direct or indirect act of the accused person. In short, the death must be caused by the unlawful act of the accused person.
The question that follows is whether from the findings of the lower court in relation to Issue No 1 which had earlier been reproduced in this judgment it can be said that the lesser offence of manslaughter was established by the evidence on record.
There is no dispute that there was a fight between the appellant and the deceased which started when the deceased slapped the appellant who retaliated with fist blows resulting in the collapse of the deceased. Also not disputed is the fact that the deceased died a few days later in the hospital without regaining counsciousness.
PW1, who is the medical doctor who conducted a post-mortem examination on the body of the deceased testified as follows in examination in chief:-
"I found as follows: the deceased was an elderly man of about 58 years and about 5ft 4ins tall. I found extensive subdural and sub-periosteal haemorrage on the skull. Comminuted fracture extended transvergely through both pariental bones of the skull. Linear fracture of the posterior edge of the frontal bone. This means there was extensive bleeding inside the head and the bones of the skull were shattered in more than two places. There was the fracture of the front bone. These injuries are constant with extensive blow with an object or if the deceased was pushed and he hit his head on object The blow must be very severe. The object must be a hard one. In my opinion, I certify the cause of death to be due to head injury as a result of the above mentioned factors."
Under cross-examination, the witness stated thus:-
"If there was a fall from a height, the neck region will be involved, it is not the case in the present case. If sideways the face region would be affected, which is not also the case here."
The lower court held that there was no evidence of intention to kill against the appellant. From the record, the lower court held that it was the fist blows given to the deceased by the appellant that caused the devastating head injuries resulting in the death of the deceased. This finding is clearly contrary to the expert evidence of the PW1 who conducted the post-mortem examination and the finding of the trial court. There is no evidence on record from which it could be inferred that the fist blows were of such a nature as to cause the extensive damage revealed by the post-mortem examination neither is there evidence indicating that when the blows were inflicted on the deceased he fell down and hit his head on a hard object resulting in the extensive damage particularly as there is no evidence that the appellant used any hard object in giving the blows. However, the lower court went on to hold that the blow was administered by the appellant with no intention to kill the deceased - "The intention to kill in this case depends on the circumstances and none has been shown in the case to warrant the inference that the appellant intended to kill the deceased." Despite the above the lower court still found the appellant guilty of manslaughter!! It must be noted that the finding that the appellant is guilty of manslaughter was made despite that court's finding that the appellant had no intention to kill the deceased nor was it proved that the cause of death was traceable to the act of the appellant. See pages 126-127 where the court found, inter alia, as follows:-
". . . the finding of the court that the appellant hit the deceased on the head with an object and he fell. See page 26 lines 2-7 where the court held thus:-
'. . . Accused admitted giving the deceased a blow which made the deceased to fall down. He did not admit marching on him or using any object. I do not believe him. I find as a fact that he gave the fatal blow to the deceased with a hard object and the deceased fell down . . .'
The above must account for the view of the appellant's Counsel that the court in its handling of the case made mere speculations. Honestly, I do not see where that bit was given in evidence throughout the trial. It was imported into the proceedings may be inadvertently. The truth is that the PW2 who was an eyewitness on whose evidence the prosecution depended and he never said so."
The lower court having found that the finding of fact as to the cause of death being traceable to the act of the appellant was speculative having regards to the evidence and having earlier found that the blow was inflicted without intention to kill the deceased, the proper order to be made at that stage would have been that the prosecution failed to prove the charge of murder against the appellant and as a result allow the appeal and discharge and acquit the appellant, but that court erroneously did not do so. In the circumstance, I hold the view that there was no evidence before the court to connect the appellant either directly or indirectly with the hard object that caused the injuries, that according to PW1 undoubtedly resulted in the death of the deceased. It must be noted that the evidence of PW1 was accepted by the learned trial Judge.
On the issue of self-defence sections 32(3) and 286 of the Criminal Code provide as follows:-
"32 A person is not criminally responsible for an act or omission if he does or omits to do the act under any of the
following circumstances:-
(3) When the act is reasonably necessary in order to resist actual and unlawful violence threatened to him, or to another person in his presence . . . but this protection does not extend to an act or omission which would constitute an offence punishable with death, or an offence of which grievous harm to the person or another, or an intention to cause such harm, is an element, nor to a person who has by entering into an unlawful assistance or conspiracy rendered himself liable to have such threats made to him . . ."
"286 When a person is unlawfully assaulted, and has not provoked the assault, it is lawful for him to use such force to the assailant as is reasonably necessary to make effectual defence against the assault:
Provided that the force used is not intended, and is not such as is likely to cause death or grievous harm.
If the nature of the assault is such as to cause reasonable apprehension of death or grievous harm, and the person using force by way of defence believes, on reasonable grounds, that he cannot otherwise preserve the person defended from death or grievous harm, it is lawful for him to use any such force to the assailant as is necessary for defence, even though such force may cause death or grievous harm."
There is evidence accepted by the lower court that the deceased was the aggressor who first slapped the appellant resulting in the appellant giving the deceased fist blows. The lower court also found that the appellant, in so acting, acted in self-defence following the assault by the deceased. There is no evidence on record to show that the appellant, in so reacting acted disproportionately to the force used by the deceased or that the appellant used more force than was necessary to defend himself. The attempt made by learned Counsel for the cross-appellant to show that the appellant marched on the deceased after he collapsed and must thereby have caused the extensive damage to the skull of the deceased out of proportion to the slap by the deceased, is negatived by the finding of the lower court at pages 122-123 thus:-
"It is true that PW2 testified to the effect that the appellant marched on the deceased. That can be described as act of aggression and that he wore a shoe while doing so could also be true but the type of shoe he wore is not in evidence. If it was the heavy, hard sole type, then it could cause serious bodily harm as described but there was no evidence whatsoever on the type of shoe worn by the appellant and the favourable inference is that he did not wear a shoe with hard sole. (See the cases of (1) Bob Daniels v The State (1991) 8 NWLR (Part 212) 715 at 732 paragraphs E-F? (2) The Queen v Anyim (1961) All NLR 46? 1 SCNLR 78)."
Having regards to the findings of fact by the lower court based on the evidence on record I agree with the lower court that:-
"Self-defence as a plea in law therefore, availed the appellant, contrary to the view of the trial Judge. In short, I hold the view that there was a fight and the appellant acted in self-defence, which cannot be said to be disproportionate to the assailant's attack. The trial court was therefore, wrong to have rejected that defence."
So far, so good. The problem with the judgment of the lower court and which resulted in the further appeal to this Court lies in the fact that after rightly finding that the defence of self-defence availed the appellant having regards to the facts of the case, the lower court made a somersault by proceeding to find the appellant guilty of the offence of manslaughter arising from the same facts.
It is my considered view that the lower court erred in law in so holding particularly as it is settled law that a defence of self-defence, where it avails an accused person justifies or excuses by law, the act of the accused thereby rendering him not liable for the offence charged. It is usually a complete defence to the charge where it is upheld, as in the instant case. I must confess that I have been unable to find any authority in support of the action of the lower court in substituting a conviction for manslaughter for that of murder where the defence of self-defence is upheld by the court.
The law is settled that where the commission of a crime by a party to any proceeding is directly in issue in any proceeding civil or criminal, that it must be proved beyond reasonable doubt - see section 138(1) of the Evidence Act, 1990. It is therefore the duty of the prosecution to adduce sufficient evidence in proof of the offence of manslaughter. The question is whether there is such evidence on record to sustain the offence as defined in the Criminal Code sections 317, 315 and 308. That apart, the absence of evidence is further compounded by the finding of the lower court that the defence of self-defence availed the appellant. In the case of Amayo v State (2001) 18 NWLR (Part 745) 251 at 285 this Court held that "An accused is guilty of manslaughter if it is proved that he intentionally did an act which was unlawful and that that act inadvertently caused death."
In the instant case, the lower court found that "the intention to kill in this case depends on the circumstances and none has been shown in the case to warrant the inference that the appellant intended to kill the deceased " and that the defence of self-defence availed the appellant thereby rendering the killing, if any, lawful because it is justified or execuable in law. So either way the appellant cannot legally be found liable for the death of the deceased either under a charge for murder or manslaughter and I so hold.
What happened in this case is very unfortunate. The fight was unfortunate so also is the death of the deceased as a result. The conviction and sentence of the appellant for murder is equally unfortunate. It is also unfortunate that the appellant has had to spend many years in jail based on a conviction on the facts of the case. I only hope that the appellant and all of us would learn from this case and realise that it pays to be tolerant and patient. A business relationship for the mutual benefit of the parties resulted, out of anger, frustration and impatience, in the unfortunate situation in this case. The conviction and sentence of the appellant for murder or manslaughter cannot remedy the situation, let alone the number of years spent in prison.
Therefore, having regards to the facts of this case and the principles of law applicable thereto, I come to the conclusion that the issue for determination in the main appeal be and is hereby resolved in favour of the appellant while that in the cross-appeal be and is hereby resolved against the cross-appellant.
In conclusion, I find merit in the main appeal which is hereby allowed while the cross-appeal is hereby dismissed for lack of merit. It is further ordered that the judgment of the lower court delivered on 9 December 2003, be and is hereby set aside as well as the judgment of the trial court in charge no. HU/27C/83 delivered on 25 May 1985 convicting and sentencing the appellant to death for murder. In their place is hereby substituted an order dismissing charge no. HU/27C/83 for lack of merit. It is further ordered that the appellant be and is hereby discharged and acquitted.
Appeal allowed while the cross-appeal is dismissed.
Kutigi, JSC:- I read in advance the judgment just delivered by my learned brother, Onnoghen, JSC. I agree with him to allow the appellant's appeal and dismiss the respondent's cross-appeal. In my view, there was clearly no evidence to show or establish that it was the act of the appellant that caused the death of the deceased. There could therefore, not have been a conviction for murder in the first place. That being the case, the appellant must be discharged and acquitted of the murder charge. He is so discharged and acquitted. The cross-appeal is dismissed as it lacked merit.
Tobi, JSC:- The appellant is a builder. It is the case of the prosecution that the appellant did some masonry work for the deceased. The appellant accosted the deceased for the payment of the work done. The appellant made several efforts to get his money, but to no avail, despite the promises of the deceased.
The appellant again demanded for the payment on 30 March 1983. A quarrel ensued when the deceased failed to pay the money. The appellant gave the deceased fist blows on the head. The deceased fell down and collapsed. PW2, Anthony Odemelam, raised an alarm. The appellant tried to run away but he was apprehended and taken to the police station, along with the deceased, in an unconscious state. The deceased later died in a hospital.
The appellant's case is that the deceased was indebted to him for work done and he demanded for payment. The deceased made several promises but to no avail. On 30 March 1983, he went to the deceased for the money on the invitation of the deceased. As the deceased could not pay the money, the appellant held on to his tools. There was a struggle between them. In the process, the deceased slapped the appellant wherein the appel